INVESTOR PROTECTION

Investor Charter

This section summarises the investor-facing framework applicable to Research Analysts. The final charter used for regulated services will follow the latest SEBI-prescribed version.

Purpose

The charter is intended to help investors understand the nature of research services, investor rights, service expectations, responsibilities, and grievance mechanisms.

Research services

  • Research reports and analysis based on publicly available information and research work.
  • Disclosure of relevant financial interests and material conflicts.
  • Transparent terms and conditions before onboarding for paid research services.
  • Appropriate record keeping and compliance processes.

Investor rights

  • Fair and transparent treatment.
  • Adequate information about the service and applicable charges.
  • Disclosure of material conflicts and relevant statutory information.
  • Access to the applicable grievance redressal mechanism.

Investor responsibilities

  • Read research reports, terms and risk disclosures carefully.
  • Provide accurate information where required for onboarding.
  • Do not share account credentials or misuse paid research content.
  • Do not treat research as a guarantee of returns.